与基于贸易的金融犯罪有关的风险-Risks relating to trade‑based financial crime
在国际贸易中，交易具有欺诈性、违反制裁或违反反洗钱条例的风险始终存在。
参与任何交易的所有各方都应提出以下问题。如果对任何一个问题的答案是否定的，则需要进一步调查。
In international trade, there is an ever‑present risk that a transaction is fraudulent, in breach of sanctions or has contravened anti‑money‑laundering regulations.
All parties involved in any transaction should ask the following questions. If the answer to any is negative, further investigation is necessary.
• Is the transaction consistent with other regular business activities?
• Are the goods of a type commonly traded between the two countries?
• Are any of the countries involved in the transaction considered to be high risk or subject to sanctions?
• Is the invoice price consistent with the retail price of the goods/ services?
• Are the goods ‘dual use’, ie could they be used either for military or non‑military purposes（军事或非军事目的）?
• Are there any signs of, or connections with, possible terrorist financing?
• Have background checks on the counterparty been carried out? Has any negative
information been revealed?
• Has the transaction been structured in an unusually complex way?
降低风险的方法-POSSIBLE MITIGATION METHOD
需要进行深入研究以应对这些风险。在第一次与有关政党做生意时，这一点尤其必要。
In‑depth research is required to counter each of these risks. This is particularly necessary when doing business for the first time with the party in question.
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